Plan Snapshot
- Plan Sponsor: Dunn Investment Company
- Sponsor EIN: 630739798
- Sponsor Address: 3900 AIRPORT HIGHWAY, BIRMINGHAM, AL, 35201
- Plan Type: 401(k)
- Total Participants: 2,030
- Total Assets: $94.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,030 | $94.7M | $3.0M | $6.7M |
| 2023 | 1,971 | $85.3M | $2.7M | $6.1M |
| 2022 | 1,815 | $70.4M | $2.5M | $5.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | RECORDKEEPER | $21,300 | — | $21,300 |
| RSM US LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RSM US LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $21,300
- Estimated Expense Ratio: 0.022% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $21,300 | — | — | — | — |
| 2023 | $31,866 | — | — | — | — |
| 2022 | $26,128 | — | — | — | — |