Plan Snapshot
- Plan Sponsor: Dunham & Jones Attorneys At Law, PC
- Sponsor EIN: 742863594
- Sponsor Address: 512 E. 11TH ST, AUSTIN, TX, 78701
- Plan Type: 401(k)
- Total Participants: 238
- Total Assets: $7.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 238 | $7.1M | $215,811 | $645,992 |
| 2023 | 244 | $6.0M | $205,799 | $676,003 |
| 2022 | 210 | $4.5M | $197,976 | $645,213 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ATLASMARK FINANCIAL, INC | INVESTMENT ADVISOR | $19,576 | — | $19,576 |
| EMPLOYEE INCENTIVE PLANS, INC | TPA, RECORDKEEPER | $16,966 | — | $16,966 |
| PEGGY S. EDGE, CPA, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PEGGY S. EDGE, CPA, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,542
- Estimated Expense Ratio: 0.512% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $59,863 | $19,576 | — | — | — |
| 2023 | $46,507 | $15,225 | — | — | — |
| 2022 | $39,927 | $12,950 | $13,450 | — | — |