Plan Snapshot
- Plan Sponsor: Dunham & Jones Attorneys At Law, PC
- Sponsor EIN: 742863594
- Sponsor Address: P.O. BOX 684666, AUSTIN, TX, 78768
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 322
- Total Assets: $8.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 322 | $8.8M | $0 | $0 |
| 2024 | 238 | $7.1M | $215,811 | $645,992 |
| 2023 | 244 | $6.0M | $205,799 | $676,003 |
| 2022 | 210 | $4.5M | $197,976 | $645,213 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPLOYEE INCENTIVE PLANS, INC | Recordkeeper | $44,499 | — | $44,499 |
| EXPAND FINANCIAL, LLC | Investment Advisor | $15,430 | — | $15,430 |
| MATRIX TRUST COMPANY | Custodian / Trustee | $8,459 | — | $8,459 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $68,388
- Estimated Expense Ratio: 0.778% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $627,094 | $15,430 | $44,499 | — | — |
| 2024 | $59,863 | $19,576 | — | — | — |
| 2023 | $46,507 | $15,225 | — | — | — |
| 2022 | $39,927 | $12,950 | $13,450 | — | — |