Plan Snapshot
- Plan Sponsor: Duckhorn Wine Company
- Sponsor EIN: 942345103
- Sponsor Address: 1201 DOWDELL LANE, SAINT HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 614
- Total Assets: $82.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 614 | $82.5M | $5.7M | $4.3M |
| 2023 | 476 | $71.3M | $5.1M | $3.9M |
| 2022 | 492 | $62.2M | $4.6M | $3.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CREATIVE PLANNING LLC | ADVISOR | $69,887 | — | $69,887 |
| EMPOWER ANNUITY INSURANCE CO OF AME | RECORDKEEPER | $47,070 | — | $47,070 |
| MOSS ADAMS LLP | ACCOUNTANT/AUDITOR | $31,125 | — | $31,125 |
| BAKER TILLY US, LLP | Auditor | $31,125 | — | $31,125 |
| PENTEGRA SERVICES INC | CONTRACT ADMIN\CONSULTANT | $22,967 | — | $22,967 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $19,017 | — | $19,017 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CREATIVE PLANNING LLC — ADVISOR
- MOSS ADAMS LLP — ACCOUNTANT/AUDITOR
- BAKER TILLY US, LLP — Auditor
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $221,191
- Estimated Expense Ratio: 0.268% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $182,617 | $69,855 | $21,299 | $31,125 | — |
| 2023 | $215,722 | — | — | — | — |
| 2022 | $139,807 | $32,500 | $36,073 | — | $71,234 |