Plan Snapshot
- Plan Sponsor: Drata INC
- Sponsor EIN: 853730802
- Sponsor Address: 4660 LA JOLLA VILLAGE DRIVE, SAN DIEGO, CA, 92122
- Plan Type: 401(k)
- Total Participants: 376
- Total Assets: $13.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 376 | $13.3M | $0 | $4.5M |
| 2023 | 393 | $7.8M | $0 | $3.6M |
| 2022 | 247 | $2.4M | $0 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GUIDELINE, INC. | Recordkeeper | $10,201 | — | $10,201 |
| BENEFIT TRUST COMPANY | Custodian / Trustee | — | $9,674 | $9,674 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GUIDELINE, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $19,875
- Estimated Expense Ratio: 0.149% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $11,386 | $8,286 | — | — | — |
| 2023 | $4,675 | $3,615 | — | — | — |
| 2022 | — | — | — | — | — |