Plan Snapshot
- Plan Sponsor: Doxa Insurance Holdings, LLC
- Sponsor EIN: 474868271
- Sponsor Address: 101 E WASHINGTON BLVD, FORT WAYNE, IN, 46802
- Plan Type: 401(k)
- Total Participants: 469
- Total Assets: $53.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 469 | $53.1M | $1.8M | $4.0M |
| 2023 | 383 | $39.9M | $1.3M | $2.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC | Investment Advisor | $83,291 | — | $83,291 |
| FIDELITY INVESTMENTS INSTITUTIONAL | Recordkeeper | $43,437 | — | $43,437 |
| STRATEGIC ADVISORS, INC. | Investment Advisor | $11,503 | — | $11,503 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NFP RETIREMENT INC — Investment Advisor
- FIDELITY INVESTMENTS INSTITUTIONAL — Recordkeeper
- STRATEGIC ADVISORS, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $138,231
- Estimated Expense Ratio: 0.260% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $138,021 | $94,794 | — | — | — |
| 2023 | $100,984 | $67,941 | — | — | — |