Plan Snapshot
- Plan Sponsor: Doug Mellon Farms Ii INC
- Sponsor EIN: 262518205
- Sponsor Address: 2197 S 4TH AVE STE 206, YUMA, AZ, 85364
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 145
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 145 | $0 | $0 | $0 |
| 2024 | 145 | $0 | $0 | $0 |
| 2023 | 135 | $0 | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NATIONAL UNDERWRITING SERVICES | Other Service Provider | $109,873 | — | $109,873 |
| TRANSWESTERN INSURANCE ADMIN | Other Service Provider | $23,854 | — | $23,854 |
| SOUTHWEST RISK MANAGEMENT, LLC | Investment Advisor | $19,237 | — | $19,237 |
| SMITH BOMAN & ASSOCIATES | Investment Advisor | $14,634 | — | $14,634 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $167,598
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | — | — | — | — | — |
| 2024 | — | — | — | — | — |
| 2023 | — | — | — | — | — |