Plan Snapshot
- Plan Sponsor: Dohrn Transfer Company, LLC
- Sponsor EIN: 300830395
- Sponsor Address: 625 3RD AVE, ROCK ISLAND, IL, 61201
- Plan Type: 401(k)
- Total Participants: 1,201
- Total Assets: $33.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,201 | $33.4M | $1.7M | $3.2M |
| 2023 | 1,235 | $28.2M | $1.7M | $2.8M |
| 2022 | 1,205 | $20.8M | $1.6M | $2.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DEFINITI LLC | TPA | $75,670 | — | $75,670 |
| EDWARD JONES | INVESTMENT ADVISOR | $57,941 | — | $57,941 |
| CAPITAL GROUP RETIREMENT PLAN SERV. | RECORDKEEPER | $16,505 | — | $16,505 |
| ANDERSON, LOWER, WHITLOW, P.C. | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $150,116
- Estimated Expense Ratio: 0.449% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | — | — | — | — | — |
| 2023 | $67,402 | — | $67,402 | — | — |
| 2022 | $68,977 | — | $68,977 | — | — |