Plan Snapshot
- Plan Sponsor: Dlc Management Corporation
- Sponsor EIN: 133618297
- Sponsor Address: 565 TAXTER ROAD, ELSMFORD, NY, 10523
- Plan Type: 401(k)
- Total Participants: 143
- Total Assets: $14.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 143 | $14.6M | $300,224 | $1.3M |
| 2023 | 119 | $10.7M | $177,125 | $839,768 |
| 2022 | 106 | $7.9M | $164,072 | $790,807 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CORNICK, GARBER AND SANDLER, LLC | ACCOUNTANT/AUDITOR | $24,000 | — | $24,000 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $6,882 | — | $6,882 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,882
- Estimated Expense Ratio: 0.212% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $32,492 | $1,701 | — | $24,000 | — |
| 2023 | $45,191 | $1,204 | — | $37,500 | — |
| 2022 | $17,490 | $363 | — | — | — |