Plan Snapshot
- Plan Sponsor: Dla Piper LLP (Us)
- Sponsor EIN: 520616490
- Sponsor Address: 650 S EXETER ST STE 1100, BALTIMORE, MD, 212024576
- Plan Type: 401(k)
- Total Participants: 3,042
- Total Assets: $1.7B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,042 | $1.7B | $44.0M | $48.1M |
| 2023 | 3,070 | $1.6B | $41.3M | $44.7M |
| 2022 | 3,040 | $1.3B | $38.1M | $39.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $255,980 | — | $255,980 |
| VERDENCE CAPITAL ADVISORS LLC | Other Service Provider | $54,961 | — | $54,961 |
| ROTHSCHILD INVESTMENT LLC | Other Service Provider | $40,079 | — | $40,079 |
| AT INVESTMENT ADVISERS INC | Other Service Provider | $34,276 | — | $34,276 |
| CORIENT PRIVATE WEALTH LLC | Investment Advisor | $34,270 | — | $34,270 |
| KOVITZ INVESTMENT GROUP PARTNE | Other Service Provider | $28,247 | — | $28,247 |
| TUFTON CAPITAL MANAGEMENT LLC | Other Service Provider | $24,094 | — | $24,094 |
| WMS PARTNERS LLC | Other Service Provider | $24,080 | — | $24,080 |
| SENECA FINANCIAL ADVISORS LLC | Other Service Provider | $16,455 | — | $16,455 |
| ONE CAPITAL MANAGEMENT LLC | Other Service Provider | $12,995 | — | $12,995 |
| LESLIE GALE ADVISORS LLC | Other Service Provider | $7,483 | — | $7,483 |
| CHARLES SCHWAB & CO, INC. | Investment Advisor | $5,523 | — | $5,523 |
| BLEAKLEY FINANCIAL GROUP LLC | Recordkeeper | $5,463 | — | $5,463 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CORIENT PRIVATE WEALTH LLC — Investment Advisor
- CHARLES SCHWAB & CO, INC. — Investment Advisor
- BLEAKLEY FINANCIAL GROUP LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $543,906
- Estimated Expense Ratio: 0.031% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $548,918 | — | $261,140 | — | — |
| 2023 | $494,966 | — | $244,364 | — | — |
| 2022 | $388,308 | — | $212,362 | — | — |