Plan Snapshot
- Plan Sponsor: Dixon/Schwabl Advertising, INC.
- Sponsor EIN: 161409122
- Sponsor Address: 1595 MOSELEY RD, VICTOR, NY, 145649632
- Plan Type: 401(k)
- Total Participants: 85
- Total Assets: $13.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 85 | $13.2M | $115,645 | $665,380 |
| 2023 | 102 | $11.8M | $134,790 | $747,387 |
| 2022 | 100 | $10.1M | $114,839 | $728,812 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BURKE GROUP | NONE | $60,332 | — | $60,332 |
| ALESCO ADVISORS LLC | FINANCIAL ADVISOR | $32,753 | — | $32,753 |
| MENGEL METZGER BARR & CO. LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MENGEL METZGER BARR & CO. LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $93,085
- Estimated Expense Ratio: 0.707% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,085 | $32,753 | $60,332 | — | — |
| 2023 | $85,727 | — | $56,781 | — | — |
| 2022 | $78,691 | $26,414 | $52,277 | — | — |