Plan Snapshot
- Plan Sponsor: Diploma Holdings, INC.
- Sponsor EIN: 251817924
- Sponsor Address: 420 PARK PLACE BLVD. SUITE 100, CLEARWATER, FL, 33759
- Plan Type: 401(k)
- Total Participants: 609
- Total Assets: $46.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 609 | $46.8M | $1.4M | $4.1M |
| 2023 | 581 | $38.8M | $967,322 | $3.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| INGHAM & COMPANY | Investment Advisor | $96,935 | — | $96,935 |
| RETIREMENT SOLUTIONS SPECIALISTS | Other Service Provider | $16,469 | — | $16,469 |
| UBS FINANCIAL SERVICES INC | Investment Advisor | $14,954 | — | $14,954 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- INGHAM & COMPANY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $128,358
- Estimated Expense Ratio: 0.274% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $96,930 | $14,954 | $81,976 | — | — |
| 2023 | $104,162 | $33,802 | $27,190 | — | — |