Plan Snapshot
- Plan Sponsor: Dion & Sons, INC.
- Sponsor EIN: 952378358
- Sponsor Address: 1543 WEST 16TH STREET, LONG BEACH, CA, 908131210
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 295
- Total Assets: $6.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 295 | $6.9M | $325,322 | $967,414 |
| 2022 | 228 | $5.3M | $55,355 | $161,551 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ASCENSUS LLC | Other Service Provider | $14,589 | $539 | $15,128 |
| WELLS FARGO ADVISORS | Other Service Provider | $13,917 | — | $13,917 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,045
- Estimated Expense Ratio: 0.419% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $28,506 | $13,917 | $14,589 | — | — |
| 2022 | $6,604 | $2,993 | $3,611 | — | — |