Plan Snapshot
- Plan Sponsor: Dimont & Associates, LLC
- Sponsor EIN: 330885830
- Sponsor Address: 6505 W PARK BLVD, PLANO, TX, 75093
- Plan Type: 401(k)
- Total Participants: 66
- Total Assets: $3.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 66 | $3.6M | $0 | $177,978 |
| 2023 | 71 | $3.7M | $106,804 | $270,491 |
| 2022 | 84 | $3.6M | $111,931 | $297,268 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $15,963 | — | $15,963 |
| ALERA INVESTMENT ADVISORS, LLC | INVESTMENT ADVISOR | $11,489 | — | $11,489 |
| LAWRENCE J BEARDSLEY CPA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- ALERA INVESTMENT ADVISORS, LLC — INVESTMENT ADVISOR
- LAWRENCE J BEARDSLEY CPA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,452
- Estimated Expense Ratio: 0.753% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,453 | — | — | — | — |
| 2023 | $28,377 | $8,828 | — | — | — |
| 2022 | $24,443 | — | — | — | — |