Plan Snapshot
- Plan Sponsor: Diamond Foods, LLC
- Sponsor EIN: 814577932
- Sponsor Address: P.O. BOX 1727, STOCKTON, CA, 952011727
- Plan Type: 401(k)
- Total Participants: 127
- Total Assets: $28.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 127 | $28.3M | $284,104 | $835,691 |
| 2023 | 110 | $25.9M | $273,100 | $801,467 |
| 2022 | 108 | $23.3M | $284,115 | $830,972 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SAGEVIEW ADVISORY GROUP LLC | ADVISOR | $25,000 | — | $25,000 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $21,412 | — | $21,412 |
| ONEDIGITAL INVESTMENT ADVISORS LLC | ADVISOR | $5,000 | — | $5,000 |
| MOSS ADAMS LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SAGEVIEW ADVISORY GROUP LLC — ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- ONEDIGITAL INVESTMENT ADVISORS LLC — ADVISOR
- MOSS ADAMS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,412
- Estimated Expense Ratio: 0.181% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,412 | $30,000 | — | — | — |
| 2023 | $51,584 | $30,000 | $300 | — | — |
| 2022 | $48,642 | — | — | — | — |