Plan Snapshot
- Plan Sponsor: Diamond Baseball Holdings, LLC
- Sponsor EIN: 872236938
- Sponsor Address: 1300 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 896
- Total Assets: $15.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 896 | $15.4M | $856,857 | $3.6M |
| 2023 | 443 | $8.9M | $461,609 | $1.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $94,692 | — | $94,692 |
| LPL FINANCIAL LLC | INVESTMENT ADVISOR | $38,869 | — | $38,869 |
| LPL FINANCIAL | INVESTMENT ADVISOR | $12,500 | — | $12,500 |
| CARSON & BLETZER, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LPL FINANCIAL LLC — INVESTMENT ADVISOR
- CARSON & BLETZER, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $146,061
- Estimated Expense Ratio: 0.948% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $146,081 | $51,369 | $17,333 | — | — |
| 2023 | $52,433 | $18,682 | $33,751 | — | — |