Plan Snapshot
- Plan Sponsor: Diageo North America, INC.
- Sponsor EIN: 256384048
- Sponsor Address: 3 WORLD TRADE CENTER, NEW YORK, NY, 10007
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $584.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $584.2M | $0 | $0 |
| 2023 | 0 | $578.2M | $0 | $0 |
| 2022 | 0 | $540.6M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AON CONSULTING | Recordkeeper | $851,311 | — | $851,311 |
| TOWER WATSON DELWARE,INC | Recordkeeper | $831,545 | — | $831,545 |
| PRICEWATERHOUSECOOPERS LLP | Auditor | $252,000 | — | $252,000 |
| THE NORTHERN TRUST COMPANY | Custodian / Trustee | $135,051 | — | $135,051 |
| INSERO & CO. CPAS, LLP | Auditor | $30,500 | — | $30,500 |
| STATE STREET RESEARCH & MGMT CO. | Other Service Provider | $11,649 | — | $11,649 |
| HUNTON & WILLIAMS LLP | Other Service Provider | $5,276 | — | $5,276 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- AON CONSULTING — Recordkeeper
- TOWER WATSON DELWARE,INC — Recordkeeper
- PRICEWATERHOUSECOOPERS LLP — Auditor
- INSERO & CO. CPAS, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $2,117,332
- Estimated Expense Ratio: 0.362% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,624,150 | $11,649 | $30,500 | — | — |
| 2023 | $2,352,501 | $10,370 | $56,400 | — | — |
| 2022 | $2,320,109 | $11,294 | — | — | $1,919,913 |