Plan Snapshot
- Plan Sponsor: Desert Pain Specialists, PC
- Sponsor EIN: 261737440
- Sponsor Address: 617 EAST RIVERSIDE DRIVE, ST. GEORGE, UT, 84790
- Plan Type: 401(k)
- Total Participants: 124
- Total Assets: $3.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 124 | $3.4M | $181,236 | $199,383 |
| 2022 | 106 | $2.8M | $140,792 | $180,087 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SOLTIS INVESTMENT ADVISORS, LLC | Investment Advisor | $50,518 | — | $50,518 |
| PROFESSIONAL CAPITAL SERVICES, LLC | Recordkeeper | $23,366 | — | $23,366 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PROFESSIONAL CAPITAL SERVICES, LLC — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $73,884
- Estimated Expense Ratio: 2.157% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $36,942 | $25,259 | $11,683 | — | — |
| 2022 | $25,762 | $23,410 | $2,352 | — | — |