Plan Snapshot
- Plan Sponsor: Derby Industries, LLC
- Sponsor EIN: 061569057
- Sponsor Address: 4451 ROBARDS LANE, LOUISVILLE, KY, 40218
- Plan Type: 401(k)
- Total Participants: 640
- Total Assets: $13.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 640 | $13.9M | $676,480 | $1.1M |
| 2023 | 635 | $12.9M | $651,338 | $1.1M |
| 2022 | 565 | $10.3M | $513,721 | $845,179 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MCM CPAS & ADVISORS LLC | ACCOUNTANT | $27,600 | — | $27,600 |
| BLUE & CO. LLC | ACCOUNTANT | $12,000 | — | $12,000 |
| MERRILL LYNCH, PIERCE, FENNER AND S | RECORDKEEPER | $7,009 | — | $7,009 |
| BLUE & CO. , LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BLUE & CO. , LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,609
- Estimated Expense Ratio: 0.336% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,584 | — | — | — | — |
| 2023 | $5,125 | — | — | — | — |
| 2022 | $3,600 | — | — | — | — |