Plan Snapshot
- Plan Sponsor: Dean Dorton Allen Ford, PLLC
- Sponsor EIN: 273858252
- Sponsor Address: 250 W. MAIN STREET, LEXINGTON, KY, 405071679
- Plan Type: 401(k)
- Total Participants: 539
- Total Assets: $85.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 539 | $85.7M | $2.1M | $5.2M |
| 2023 | 361 | $46.8M | $1.4M | $3.5M |
| 2022 | 335 | $34.9M | $1.2M | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BUCKINGHAM ASSET MANAGEMENT | Other Service Provider | $48,372 | — | $48,372 |
| SCHWAB RETIREMENT PLAN SERVICES, IN | Recordkeeper | $45,028 | — | $45,028 |
| ALPHAMARK ADVISORS LLC | Other Service Provider | $15,926 | — | $15,926 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES, IN — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $109,326
- Estimated Expense Ratio: 0.128% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $109,326 | $64,298 | — | — | — |
| 2023 | $64,717 | $30,900 | — | — | — |
| 2022 | $56,605 | $29,086 | — | — | — |