Plan Snapshot
- Plan Sponsor: Davis+Gilbert LLP
- Sponsor EIN: 131504385
- Sponsor Address: 1675 BROADWAY, NEW YORK, NY, 10019
- Plan Type: 401(k)
- Total Participants: 135
- Total Assets: $149.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 135 | $149.2M | $3.2M | $1.9M |
| 2023 | 133 | $131.5M | $3.1M | $1.8M |
| 2022 | 129 | $109.3M | $2.8M | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WEALTHSPIRE ADVISORS LLC | Other Service Provider | $57,887 | — | $57,887 |
| CITY NATIONAL ROCHDALE LLC | Other Service Provider | $53,519 | — | $53,519 |
| SCHWAB RETIREMENT PLAN SERVICES, IN | Recordkeeper | $37,181 | — | $37,181 |
| HIGHTOWER ADVISORS LLC | Other Service Provider | $34,987 | — | $34,987 |
| ABACUS WEALTH PARTNERS LLC | Other Service Provider | $16,814 | — | $16,814 |
| MJB ASSET MANAGEMENT LLC | Other Service Provider | $11,895 | — | $11,895 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES, IN — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $212,283
- Estimated Expense Ratio: 0.142% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $214,336 | $177,255 | — | — | — |
| 2023 | $200,790 | $151,121 | — | — | — |
| 2022 | $210,939 | $155,194 | — | — | — |