Plan Snapshot
- Plan Sponsor: Dave Jones, LLC.
- Sponsor EIN: 391331145
- Sponsor Address: 2225 KILGUST RD, MADISON, WI, 53713
- Plan Type: 401(k)
- Total Participants: 604
- Total Assets: $37.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 604 | $37.5M | $1.4M | $3.6M |
| 2023 | 519 | $30.4M | $1.2M | $3.0M |
| 2022 | 518 | $23.0M | $1.1M | $2.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $162,072 | $70,003 | — | — | — |
| 2023 | $125,507 | $52,211 | — | — | — |
| 2022 | $108,516 | — | $108,516 | — | — |