Plan Snapshot
- Plan Sponsor: Dannis Woliver Kelley
- Sponsor EIN: 943172834
- Sponsor Address: 2087 ADDISON STREET 2ND FLOOR, BERKELEY, CA, 94704
- Plan Type: 401(k)
- Total Participants: 100
- Total Assets: $36.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 100 | $36.6M | $622,877 | $1.3M |
| 2023 | 90 | $31.5M | $532,687 | $1.3M |
| 2022 | 92 | $26.8M | $546,668 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NEWPORT GROUP, INC. | RECORDKEEPER | $51,828 | — | $51,828 |
| JOHNSTON GREMAUX & ROSSI, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHNSTON GREMAUX & ROSSI, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $51,828
- Estimated Expense Ratio: 0.142% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $51,828 | — | — | — | — |
| 2023 | $46,226 | $22,500 | $19,701 | — | — |
| 2022 | $47,215 | $22,500 | $8,956 | — | $15,759 |