Plan Snapshot
- Plan Sponsor: Dana-Co, LLC
- Sponsor EIN: 233093071
- Sponsor Address: 1 EAST 33RD STREET, NEW YORK, NY, 10016
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 121
- Total Assets: $7.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 121 | $7.3M | $161,376 | $452,193 |
| 2023 | 126 | $7.1M | $161,059 | $431,459 |
| 2022 | 106 | $5.6M | $0 | $0 |
| 2021 | 104 | $6.4M | $0 | $0 |
| 2020 | 126 | $5.3M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $34,135 | — | $34,135 |
| EMPOWER LIFE & ANNUITY INS CO NY | Other Service Provider | $8,868 | — | $8,868 |
| SIDE BY SIDE FINANCIALS INC. | Other Service Provider | $5,934 | — | $5,934 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $48,937
- Estimated Expense Ratio: 0.674% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $48,127 | — | $48,127 | — | — |
| 2023 | $41,893 | — | $41,893 | — | — |
| 2022 | $153,980 | — | $39,291 | — | — |
| 2021 | $221,484 | — | $36,612 | — | — |
| 2020 | $468,902 | — | $28,805 | — | — |