Plan Snapshot
- Plan Sponsor: Dallas Plastic Surgery Institute, INC.
- Sponsor EIN: 752404682
- Sponsor Address: 9101 N. CENTRAL EXPRESSWAY, DALLAS, TX, 752315956
- Plan Type: 401(k)
- Total Participants: 121
- Total Assets: $18.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 121 | $18.7M | $722,942 | $770,554 |
| 2023 | 114 | $16.8M | $723,418 | $699,313 |
| 2022 | 94 | $12.7M | $552,868 | $568,297 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT | BROKER/DEALER | — | $41,490 | $41,490 |
| ASCENSUS | THIRD PARTY ADMINISTRATO | — | $15,110 | $15,110 |
| ALEXANDER & WILLIAMS LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALEXANDER & WILLIAMS LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $56,600
- Estimated Expense Ratio: 0.303% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $79,075 | — | $79,075 | — | — |
| 2023 | $62,850 | — | $62,850 | — | — |
| 2022 | $38,615 | — | $38,615 | — | — |