Plan Snapshot
- Plan Sponsor: Dale Carnegie & Associates, INC.
- Sponsor EIN: 131805573
- Sponsor Address: 58 SOUTH SERVICE ROAD, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 62
- Total Assets: $16.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 62 | $16.1M | $150,307 | $691,433 |
| 2023 | 61 | $14.8M | $182,466 | $595,745 |
| 2022 | 54 | $11.4M | $150,000 | $562,061 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Investment Advisor | $38,370 | — | $38,370 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,370
- Estimated Expense Ratio: 0.238% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $39,383 | $38,391 | — | — | — |
| 2023 | $30,651 | $29,726 | — | — | — |
| 2022 | $29,321 | — | — | — | — |