Plan Snapshot
- Plan Sponsor: D L Rogers Corporation
- Sponsor EIN: 480835461
- Sponsor Address: 1225 SOUTH MAIN STREET, SUITE 300, GRAPEVINE, TX, 76051
- Plan Type: Health & Welfare
- Plan Number: 501
- Total Participants: 383
- Total Assets: $905,388
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 383 | $905,388 | $2.2M | $1.2M |
| 2023 | 455 | $629,708 | $2.4M | $1.9M |
| 2022 | 572 | $523,615 | $2.5M | $2.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OPTUM RX INC. | Other Service Provider | $1,002,236 | $1,483 | $1,003,719 |
| UMR, INC. | Other Service Provider | $339,351 | $2,972 | $342,323 |
| MARSH & MCLENNAN AGENCY LLC - HAAKE | Investment Advisor | $57,491 | — | $57,491 |
| MARSH & MCLENNAN AGENCY LLC | Investment Advisor | $17,177 | — | $17,177 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MARSH & MCLENNAN AGENCY LLC - HAAKE — Investment Advisor
- MARSH & MCLENNAN AGENCY LLC — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,420,710
- Estimated Expense Ratio: 156.917% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $25,115 | — | $25,115 | — | — |
| 2023 | $465,038 | — | $465,038 | — | — |
| 2022 | $534,026 | — | $534,026 | — | — |