Plan Snapshot
- Plan Sponsor: D&K Engineering, INC.
- Sponsor EIN: 330907880
- Sponsor Address: 16990 GOLDENTOP ROAD, RANCHO BERNARDO, CA, 92127
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $8,874
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $8,874 | $0 | $0 |
| 2022 | 358 | $11.5M | $453,018 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT CO | Investment Advisor | $14,210 | — | $14,210 |
| PREMIER PLAN CONSULTANTS | Other Service Provider | $14,048 | — | $14,048 |
| EMPOWER ANNUITY INSURANCE COMPANY O | Recordkeeper | $13,316 | — | $13,316 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $41,574
- Estimated Expense Ratio: 468.492% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $25,722 | — | — | — | — |
| 2022 | $118,182 | — | $118,182 | — | — |