Plan Snapshot
- Plan Sponsor: D 3 LLC
- Sponsor EIN: 204873170
- Sponsor Address: 75 MARCUS DRIVE, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Total Participants: 200
- Total Assets: $7.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 200 | $7.0M | $318,372 | $830,871 |
| 2023 | 210 | $5.4M | $287,921 | $698,624 |
| 2022 | 183 | $4.1M | $225,823 | $516,760 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SHAWN POOLER CPA | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,330 | $9,330 | — | — | — |
| 2023 | $7,376 | $450 | $6,066 | — | — |
| 2022 | $8,274 | $450 | $7,824 | — | — |