Plan Snapshot
- Plan Sponsor: Crowley Webb And Associates, INC
- Sponsor EIN: 161281496
- Sponsor Address: 268 MAIN STREET, BUFFALO, NY, 14202
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 141
- Total Assets: $12.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 141 | $12.1M | $0 | $0 |
| 2024 | 128 | $10.7M | $181,435 | $915,503 |
| 2023 | 143 | $10.5M | $202,702 | $950,809 |
| 2022 | 140 | $9.2M | $189,500 | $859,361 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | Investment Advisor | $23,616 | $262 | $23,878 |
| ADP, INC. | Recordkeeper | $19,888 | — | $19,888 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $43,766
- Estimated Expense Ratio: 0.363% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,491,003 | $26,971 | — | — | — |
| 2024 | $47,676 | $45,536 | — | — | — |
| 2023 | $49,369 | $21,013 | — | — | — |
| 2022 | $44,769 | — | — | — | — |