Credit Suisse Securities Usa LLC DB Plan

Form 5500 filing data for plan year 2024.

Plan Snapshot

  • Plan Sponsor: Credit Suisse Securities Usa LLC
  • Sponsor EIN: 050546650
  • Sponsor Address: 11 MADISON AVENUE, FLOOR 8, NEW YORK, NY, 10010
  • Plan Type: DB
  • Total Participants: 122
  • Total Assets: $295.9M

Key Plan Design Features

  • Auto-Enrollment: No
  • Auto-Escalation: No
  • Allows Roth Contributions: No
  • Participant Loans: No
  • Participant-Directed Investments: No
  • ERISA Section 404(c) Fiduciary Safe Harbor: No

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
2024122$295.9M$0$0
2023183$708.7M$0$0
2022285$716.0M$0$0

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
AON CONSULTING INCNONE$1,107,460$1,107,460
BLACKROCK FINANCIAL MANAGEMENTNONE$193,885$193,885
THE BANK OF NEW YORK MELLONNONE$168,908$168,908
JOE HUBERNONE$100,000$100,000
THOMPSON HINENONE$93,862$93,862
ERNST & YOUNG LLPAuditor$68,744$68,744
PRICEWATERHOUSE COOPERS LLPNONE$68,744$68,744
ALIGHT SOLUTIONS LLCNONE$24,210$24,210
T. ROWE PRICENONE$12,813$12,813
BUCK GLOBAL, LLCNONE$11,869$11,869
MCLAGAN PARTNERS, INC.NONE$5,000$5,000

Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $1,855,495
  • Estimated Expense Ratio: 0.627% of plan assets

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$2,056,613$206,698$1,248,539$68,744
2023$2,883,112$523,840$809,904$80,103
2022$2,052,163$701,037$376,232$767,011

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