Plan Snapshot
- Plan Sponsor: Credit Suisse Securities Usa LLC
- Sponsor EIN: 050546650
- Sponsor Address: 11 MADISON AVENUE, FLOOR 8, NEW YORK, NY, 10010
- Plan Type: 401(k)
- Total Participants: 9
- Total Assets: $5.4B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 9 | $5.4B | $24.1M | $58.8M |
| 2023 | 4,237 | $5.2B | $44.5M | $100.6M |
| 2022 | 6,563 | $4.9B | $53.6M | $128.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALIGHT SOLUTIONS | NONE | $181,692 | — | $181,692 |
| JOE HUBER | NONE | $100,055 | — | $100,055 |
| THOMPSON HINE | NONE | $71,513 | — | $71,513 |
| ERNST & YOUNG LLP | Auditor | $68,744 | — | $68,744 |
| PRICEWATERHOUSECOOPERS LLP | NONE | $68,744 | — | $68,744 |
| BUCK CONSULTANTS | NONE | $15,825 | — | $15,825 |
| MCLAGAN PARTNERS, INC. | NONE | $5,000 | — | $5,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALIGHT SOLUTIONS — NONE
- THOMPSON HINE — NONE
- ERNST & YOUNG LLP — Auditor
- PRICEWATERHOUSECOOPERS LLP — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $511,573
- Estimated Expense Ratio: 0.009% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $332,346 | — | $120,880 | $68,744 | — |
| 2023 | $488,977 | $105,825 | — | $64,702 | — |
| 2022 | $1,161,547 | $222,000 | $557,747 | — | $150,743 |