Plan Snapshot
- Plan Sponsor: Cota & Cota, INC.
- Sponsor EIN: 030222454
- Sponsor Address: 4 GREEN STREET, BELLOWS FALLS, VT, 05101
- Plan Type: DC
- Total Participants: 117
- Total Assets: $9.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 117 | $9.1M | $500,000 | $279,781 |
| 2023 | 113 | $8.1M | $0 | $253,460 |
| 2022 | 114 | $7.6M | $504,081 | $234,054 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| DOWNEY, PIECIAK, FITGERALD & CO | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $2,092 | — | $2,092 | — | — |
| 2023 | $1,130 | — | $1,130 | — | — |
| 2022 | $755 | — | — | — | $755 |