Plan Snapshot
- Plan Sponsor: Copper Cane LLC
- Sponsor EIN: 264059820
- Sponsor Address: 1275 INGLEWOOD AVENUE, SAINT HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 142
- Total Assets: $10.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 142 | $10.8M | $461,853 | $959,253 |
| 2023 | 148 | $9.0M | $528,192 | $996,994 |
| 2022 | 139 | $6.8M | $421,197 | $957,343 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $55,973 | — | $55,973 |
| UBS FINANCIAL SVCS INS AGCY INC | INVESTMENT ADVISOR | $27,718 | — | $27,718 |
| BIDWELL CONSULTING SERVICES, INC | CONTACT ADMIN | $9,743 | $4,373 | $14,116 |
| WITHUMSMITH + BROWN, PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WITHUMSMITH + BROWN, PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $97,807
- Estimated Expense Ratio: 0.909% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,205 | — | $83,462 | — | — |
| 2023 | $11,192 | — | $7,892 | — | — |
| 2022 | $3,141 | — | $1,941 | — | $1,200 |