Plan Snapshot
- Plan Sponsor: Cope Plastics, INC.
- Sponsor EIN: 370774093
- Sponsor Address: 4441 INDUSTRIAL DRIVE, ALTON, IL, 62002
- Plan Type: 401(k)
- Total Participants: 339
- Total Assets: $45.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 339 | $45.0M | $562,361 | $1.5M |
| 2023 | 326 | $38.8M | $552,181 | $1.5M |
| 2022 | 341 | $32.1M | $527,143 | $1.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TFB ADVISORS, LLC | PLAN ADVISORY SERVICES | $85,984 | — | $85,984 |
| NATIONWIDE | RECORDKEEPER | $70,244 | — | $70,244 |
| TAX FAVORED BENEFITS, INC. | THIRD PARTY ADMINISTRATO | $15,317 | — | $15,317 |
| LEAFHOUSE FINANCIAL ADVISORS, LLC | INVESTMENT ADVISOR | $8,599 | — | $8,599 |
| RICK & SHANNAHAN, CPA'S | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NATIONWIDE — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $180,144
- Estimated Expense Ratio: 0.401% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $182,991 | $182,991 | — | — | — |
| 2023 | $148,572 | — | $131,487 | — | — |
| 2022 | $138,637 | — | $121,967 | — | $16,670 |