Plan Snapshot
- Plan Sponsor: Compass, INC.
- Sponsor EIN: 300751604
- Sponsor Address: 110 FIFTH AVE, NEW YORK, NY, 10011
- Plan Type: 401(k)
- Total Participants: 2,754
- Total Assets: $172.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 2,754 | $172.2M | $11,427 | $22.4M |
| 2023 | 2,737 | $136.9M | $1,316 | $21.2M |
| 2022 | 3,072 | $112.2M | $17,130 | $33.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $78,816 | — | $78,816 |
| CREATIVE PLANNING LLC | CONSULTANT | $56,250 | — | $56,250 |
| MARSH & MCLENNAN COMPANIES, INC. | BROKER | $40,000 | — | $40,000 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $28,017 | — | $28,017 |
| CARON & BLETZER | CONSULTANT | $7,215 | — | $7,215 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- CREATIVE PLANNING LLC — CONSULTANT
- MARSH & MCLENNAN COMPANIES, INC. — BROKER
- STRATEGIC ADVISORS, INC. — ADVISOR
- CARON & BLETZER — CONSULTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $210,298
- Estimated Expense Ratio: 0.122% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $272,828 | $28,017 | — | — | — |
| 2023 | $85,974 | $19,225 | — | — | — |
| 2022 | $73,932 | $11,994 | — | — | — |