Plan Snapshot
- Plan Sponsor: Compa Industries, INC.
- Sponsor EIN: 330203447
- Sponsor Address: 1350 CENTRAL AVE #201, LOS ALAMOS, NM, 87544
- Plan Type: 401(k)
- Total Participants: 282
- Total Assets: $11.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 282 | $11.9M | $364,052 | $1.1M |
| 2023 | 276 | $11.0M | $274,034 | $1.1M |
| 2022 | 279 | $9.9M | $179,019 | $1.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRUCO SECURITIES, LLC | Other Service Provider | — | $33,607 | $33,607 |
| NATIONWIDE | Insurance Carrier | $19,962 | — | $19,962 |
| ALLIANCE BENEFIT GROUP | Other Service Provider | $6,938 | — | $6,938 |
| CUSTOM BENEFIT OF HOUSTON | Other Service Provider | — | $5,072 | $5,072 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NATIONWIDE — Insurance Carrier
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $65,579
- Estimated Expense Ratio: 0.553% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,352 | — | $9,352 | — | — |
| 2023 | $6,853 | — | $6,853 | — | — |
| 2022 | $7,518 | — | $7,518 | — | — |