Plan Snapshot
- Plan Sponsor: Collateral Holdings, LLC
- Sponsor EIN: 630925217
- Sponsor Address: 1900 CRESTWOOD BLVD, BIRMINGHAM, AL, 352102051
- Plan Type: 401(k)
- Total Participants: 185
- Total Assets: $12.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 185 | $12.5M | $152,077 | $306,904 |
| 2023 | 200 | $12.1M | $167,495 | $310,793 |
| 2022 | 200 | $11.3M | $145,959 | $311,603 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| THE HIGHLANDS ACCOUNTING GROUP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,116 | — | $37,116 | — | — |
| 2023 | $33,145 | — | $33,145 | — | — |
| 2022 | $8,699 | — | — | — | — |