Plan Snapshot
- Plan Sponsor: Coldwell Banker Legacy
- Sponsor EIN: 850448789
- Sponsor Address: 6719 ACADEMY ROAD NE, ALBUQUERQUE, NM, 87109
- Plan Type: 401(k)
- Total Participants: 63
- Total Assets: $2.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 63 | $2.0M | $0 | $181,908 |
| 2023 | 76 | $1.9M | $0 | $145,874 |
| 2022 | 66 | $2.1M | $0 | $165,564 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CARR, RIGGS & INGRAM, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $335,862 | — | $6,356 | — | — |
| 2023 | $582,840 | — | $7,999 | — | — |
| 2022 | $10,181 | $28 | — | — | — |