Plan Snapshot
- Plan Sponsor: Coldstream Capital Management, INC.
- Sponsor EIN: 931052371
- Sponsor Address: ONE - 100TH AVENUE NE, SUITE 102, BELLEVUE, WA, 98004
- Plan Type: 401(k)
- Total Participants: 185
- Total Assets: $32.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 185 | $32.6M | $1.1M | $2.4M |
| 2023 | 166 | $24.8M | $903,907 | $2.0M |
| 2022 | 136 | $18.8M | $751,454 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWEST PLAN SERVICES | Recordkeeper | $19,010 | — | $19,010 |
| CHARLES SCHWAB TRUST BANK | Custodian / Trustee | $8,413 | — | $8,413 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWEST PLAN SERVICES — Recordkeeper
- CHARLES SCHWAB TRUST BANK — Custodian / Trustee
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $27,423
- Estimated Expense Ratio: 0.084% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $27,423 | — | $19,010 | — | — |
| 2023 | $24,168 | — | $17,510 | — | — |
| 2022 | $21,481 | $6,789 | — | — | — |