Plan Snapshot
- Plan Sponsor: Cohen & Company, LLC
- Sponsor EIN: 010825075
- Sponsor Address: 2929 ARCH STREET, PHILADELPHIA, PA, 191042870
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 133
- Total Assets: $24.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 133 | $24.1M | $0 | $0 |
| 2024 | 104 | $20.9M | $455,152 | $1.4M |
| 2023 | 105 | $17.3M | $384,801 | $1.3M |
| 2022 | 112 | $13.9M | $361,751 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALDEN CAPITAL LLC | Other Service Provider | $62,696 | — | $62,696 |
| JOHN HANCOCK | Other Service Provider | $24,486 | — | $24,486 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,182
- Estimated Expense Ratio: 0.362% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,761,181 | $62,696 | $24,486 | — | — |
| 2024 | $93,283 | $79,347 | $13,936 | — | — |
| 2023 | $66,219 | $53,599 | $12,170 | — | — |
| 2022 | $61,856 | $49,704 | $10,862 | — | — |