Plan Snapshot
- Plan Sponsor: Cody Pools, INC.
- Sponsor EIN: 208907120
- Sponsor Address: 101 E. OLD SETTLERS BLVD, ROUND ROCK, TX, 78664
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 473
- Total Assets: $26.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 473 | $26.0M | $0 | $0 |
| 2024 | 396 | $20.8M | $1.4M | $2.5M |
| 2023 | 413 | $16.8M | $1.2M | $2.3M |
| 2022 | 387 | $12.4M | $993,679 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | Recordkeeper | $80,258 | — | $80,258 |
| MERRILL LYNCH - FAS | Other Service Provider | $60,524 | — | $60,524 |
| MERRILL LYNCH - EPS | Other Service Provider | $57,588 | — | $57,588 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $198,370
- Estimated Expense Ratio: 0.762% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $2,260,709 | $118,113 | $6,893 | — | — |
| 2024 | $164,021 | $25,232 | $138,789 | — | — |
| 2023 | $132,732 | — | $127,707 | — | — |
| 2022 | $113,391 | — | $113,391 | — | — |