Plan Snapshot
- Plan Sponsor: Cnl Financial Group Investment Management, LLC
- Sponsor EIN: 274169415
- Sponsor Address: 450 SOUTH ORANGE AVE, ORLANDO, FL, 328012813
- Plan Type: 401(k)
- Total Participants: 118
- Total Assets: $57.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 118 | $57.1M | $648,851 | $1.9M |
| 2023 | 125 | $53.0M | $681,663 | $2.0M |
| 2022 | 139 | $46.9M | $737,296 | $2.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | NONE | $16,647 | — | $16,647 |
| ADVUS FINANCIAL PARTNERS, LLC | NONE | $13,155 | — | $13,155 |
| MCDIRMIT DAVIS & COMPANY, LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — NONE
- MCDIRMIT DAVIS & COMPANY, LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $29,802
- Estimated Expense Ratio: 0.052% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $29,802 | — | — | — | — |
| 2023 | $40,550 | — | — | — | — |
| 2022 | $46,156 | $23,035 | — | — | — |