Plan Snapshot
- Plan Sponsor: Cline Cellars, INC.
- Sponsor EIN: 680247575
- Sponsor Address: 24737 ARNOLD DRIVE, SONOMA, CA, 95476
- Plan Type: 401(k)
- Total Participants: 175
- Total Assets: $10.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 175 | $10.0M | $211,832 | $468,429 |
| 2023 | 285 | $8.8M | $260,727 | $577,854 |
| 2022 | 243 | $8.2M | $179,251 | $561,329 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $20,913 | — | $20,913 |
| GLOBAL RETIREMENT PARTNERS LLC | INVESTMENT ADVISOR | $10,627 | — | $10,627 |
| WELLTH ADVISORY SERVICES LLC | INVESTMENT ADVISOR | $8,157 | — | $8,157 |
| BFBA, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BFBA, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,697
- Estimated Expense Ratio: 0.397% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $43,985 | $23,072 | — | — | — |
| 2023 | $40,301 | $20,178 | $20,123 | — | — |
| 2022 | $40,277 | $18,634 | $21,643 | — | — |