Plan Snapshot
- Plan Sponsor: Clay Ingels Co., LLC
- Sponsor EIN: 610506067
- Sponsor Address: 914 DELAWARE AVENUE, LEXINGTON, KY, 40505
- Plan Type: 401(k)
- Total Participants: 296
- Total Assets: $14.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 296 | $14.4M | $784,245 | $1.0M |
| 2023 | 271 | $12.4M | $696,251 | $990,039 |
| 2022 | 153 | $13.3M | $489,995 | $687,658 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ASSUREDPARTNERS CAPITAL, INC | SERVICE PROVIDER | — | $18,263 | $18,263 |
| RFH, PLLC | SERVICE PROVIDER | $7,400 | — | $7,400 |
| RFH , PLLC | Auditor | $7,400 | — | $7,400 |
| FSM BENEFTIS,INC.-DBA BENEFITS PLUS | TPA | — | $6,077 | $6,077 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RFH, PLLC — SERVICE PROVIDER
- RFH , PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $39,140
- Estimated Expense Ratio: 0.273% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $20,804 | — | — | $7,400 | — |
| 2023 | $13,215 | — | — | $8,000 | — |
| 2022 | $8,185 | — | $8,185 | — | — |