Plan Snapshot
- Plan Sponsor: Circle Y Saddles, INC.
- Sponsor EIN: 412102007
- Sponsor Address: P O BOX 271, YOAKUM, TX, 77995
- Plan Type: 401(k)
- Total Participants: 16
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 16 | $0 | $0 | $0 |
| 2023 | 0 | $701,811 | $64,976 | $133,919 |
| 2022 | 168 | $3.2M | $95,245 | $195,906 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ROLOFF, HNATEK & CO., LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $711,134 | — | — | — | — |
| 2023 | $2,954,729 | — | $11,190 | — | — |
| 2022 | $9,876 | $339 | — | — | — |