Plan Snapshot
- Plan Sponsor: Charles Abbott Associates, INC.
- Sponsor EIN: 330053899
- Sponsor Address: 27201 PUERTA REAL, MISSION VIEJO, CA, 92691
- Plan Type: 401(k)
- Total Participants: 222
- Total Assets: $25.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 222 | $25.8M | $619,274 | $1.4M |
| 2023 | 220 | $24.2M | $600,224 | $1.3M |
| 2022 | 216 | $22.1M | $559,667 | $1.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | ADVISOR | $23,904 | — | $23,904 |
| WITHUMSMITHBROWN PC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- STRATEGIC ADVISORS, INC. — ADVISOR
- WITHUMSMITHBROWN PC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $23,904
- Estimated Expense Ratio: 0.093% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $24,455 | $28,868 | — | — | — |
| 2023 | $19,692 | $25,733 | — | — | — |
| 2022 | $6,876 | $19,039 | — | — | — |