Plan Snapshot
- Plan Sponsor: Chapman University
- Sponsor EIN: 951643992
- Sponsor Address: ONE UNIVERSITY DRIVE, ORANGE, CA, 928661005
- Plan Type: 401(k)
- Total Participants: 1,909
- Total Assets: $269.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,909 | $269.1M | $13.6M | $0 |
| 2023 | 1,925 | $237.0M | $12.0M | $0 |
| 2022 | 1,770 | $199.8M | $15.4M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ALMICH & ASSOCIATES | Auditor | $12,500 | — | $12,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ALMICH & ASSOCIATES — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $12,500
- Estimated Expense Ratio: 0.005% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $30,078 | — | — | $12,500 | — |
| 2023 | $37,638 | — | $1,276 | $12,500 | — |
| 2022 | $46,221 | — | $10,419 | — | $35,802 |