Plan Snapshot
- Plan Sponsor: Chainalysis
- Sponsor EIN: 473784443
- Sponsor Address: 228 PARK AVE S # 23474, NEW YORK, NY, 10003
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 491
- Total Assets: $19.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 491 | $19.8M | $0 | $0 |
| 2024 | 297 | $17.6M | $0 | $3.8M |
| 2023 | 388 | $13.2M | $258,641 | $4.6M |
| 2022 | 450 | $7.9M | $0 | $3.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| GUIDELINE INVESTMENTS, LLC | Custodian / Trustee | $14,810 | — | $14,810 |
| GUIDELINE RK, LLC | Recordkeeper | $8,950 | — | $8,950 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $23,760
- Estimated Expense Ratio: 0.120% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $4,644,506 | $14,810 | — | — | — |
| 2024 | $22,155 | $12,535 | — | — | — |
| 2023 | $12,944 | $8,236 | — | — | — |
| 2022 | $5,831 | $5,798 | $33 | — | — |