Plan Snapshot
- Plan Sponsor: Certain Affinity, INC.
- Sponsor EIN: 352612895
- Sponsor Address: 7620 GUADALUPE ST., AUSTIN, TX, 78752
- Plan Type: 401(k)
- Total Participants: 143
- Total Assets: $21.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 143 | $21.2M | $112,910 | $1.5M |
| 2023 | 179 | $18.4M | $470,047 | $1.7M |
| 2022 | 181 | $15.1M | $435,736 | $1.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| REGIONS BANK | ADVISOR | $27,000 | — | $27,000 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $18,574 | — | $18,574 |
| BAUER & COMPANY | ACCOUNTANT/AUDITOR | $9,900 | — | $9,900 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,474
- Estimated Expense Ratio: 0.261% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $55,474 | $12,000 | — | $9,900 | — |
| 2023 | $38,767 | $37,579 | — | — | — |
| 2022 | $51,178 | — | — | — | — |