Plan Snapshot
- Plan Sponsor: Cerapedics, INC.
- Sponsor EIN: 208302692
- Sponsor Address: 11025 DOVER STREET, SUITE 1600, WESTMINSTER, CO, 80021
- Plan Type: 401(k)
- Total Participants: 201
- Total Assets: $17.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 201 | $17.4M | $1.5M | $2.7M |
| 2023 | 237 | $13.4M | $1.4M | $2.4M |
| 2022 | 200 | $8.8M | $854,795 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT | ADVISOR | $68,684 | — | $68,684 |
| FIDELITY WORKPLACE SERVICES LLC | PLAN ADMINISTRATOR | $26,876 | — | $26,876 |
| PRICEKUBECKA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NORTHWESTERN MUTUAL WEALTH MGMT — ADVISOR
- PRICEKUBECKA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $95,560
- Estimated Expense Ratio: 0.549% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $95,560 | $68,684 | $1,968 | — | — |
| 2023 | $56,208 | $49,216 | $1,706 | — | — |
| 2022 | $27,998 | — | — | — | — |